24  The Apply Family

Loop functions are some of the most widely used R functions. They replace longer expressions created with a for loop, for example.
They can result in more compact and readable code.

Function Description
apply() Apply function over array margins (i.e. over one or more dimensions)
lapply() Return a list where each element is the result of applying a function to each element of the input
sapply() Same as lapply(), but returns the simplest possible R object (instead of always returning a list)
vapply() Same as sapply(), but with a pre-specified return type: this is safer and may also be faster
tapply() Apply a function to elements of groups defined by a factor
mapply() Multivariate sapply(): Apply a function using the 1st elements of the inputs vectors, then using the 2nd, 3rd, etc.

*apply() function family summary (Best to read through this chapter first and then refer back to this figure)

24.1 apply()

Tip

apply() applies a function over one or more dimensions of an array of 2 dimensions or more (this includes matrices) or a data frame:

apply(array, MARGIN, FUN)

MARGIN can be an integer vector or character indicating the dimensions over which ‘FUN’ will be applied.

By convention, rows come first (just like in indexing), therefore:

  • MARGIN = 1: apply function on each row
  • MARGIN = 2: apply function on each column

Let’s create an example dataset:

dat <- data.frame(Age = rnorm(50, mean = 42, sd = 8),
                  Weight = rnorm(50, mean = 80, sd = 10),
                  Height = rnorm(50, mean = 1.72, sd = .14),
                  SBP = rnorm(50, mean = 134, sd = 4))
head(dat)
       Age   Weight   Height      SBP
1 46.75466 91.81194 1.772580 134.8399
2 42.97497 95.55737 1.786904 134.6545
3 38.67239 86.21419 1.528138 133.9183
4 34.06415 73.61920 2.007315 131.3021
5 55.05617 86.58837 1.679040 141.1234
6 43.73024 86.97343 1.580100 141.9637

Let’s calculate the mean value of each column:

dat_column_mean <- apply(dat, MARGIN = 2, FUN = mean) 
dat_column_mean
       Age     Weight     Height        SBP 
 41.010220  80.603914   1.720671 134.606120 
Tip

Hint: It is possibly easiest to think of the “MARGIN” as the dimension you want to keep.
In the above case, we want the mean for each variable, i.e. we want to keep columns and collapse rows.

Purely as an example to understand what apply() does, here is the equivalent procedure using a for-loop. You notice how much more code is needed, and why apply() and similar functions might be very convenient for many different tasks.

dat_column_mean <- numeric(ncol(dat))
names(dat_column_mean) <- names(dat)

for (i in seq(dat)) {
  dat_column_mean[i] <- mean(dat[, i])
}
dat_column_mean
       Age     Weight     Height        SBP 
 41.010220  80.603914   1.720671 134.606120 

Let’s create a different example dataset, where we record weight at multiple timepoints:

dat2 <- data.frame(ID = seq(8001, 8020),
                   Weight_week_1 = rnorm(20, mean = 110, sd = 10))
dat2$Weight_week_3 <- dat2$Weight_week_1 + rnorm(20, mean = -2, sd = 1)
dat2$Weight_week_5 <- dat2$Weight_week_3 + rnorm(20, mean = -3, sd = 1.1)
dat2$Weight_week_7 <- dat2$Weight_week_5 + rnorm(20, mean = -1.8, sd = 1.3)
dat2
     ID Weight_week_1 Weight_week_3 Weight_week_5 Weight_week_7
1  8001      96.17808      92.66500      89.10370      86.93418
2  8002     108.34753     103.64442     100.28809      98.04957
3  8003      98.75378      95.62569      91.90074      88.87626
4  8004     110.49883     107.35605     105.33629     102.29831
5  8005     111.12856     110.13624     106.59963     104.82050
6  8006     114.77758     114.66860     112.07814     109.79900
7  8007     110.20985     108.97289     105.40417     103.43360
8  8008      96.68164      93.65599      89.78490      88.79433
9  8009      98.57767      96.06798      92.91079      90.39733
10 8010     124.40278     123.05070     120.77419     118.35642
11 8011     112.60340     111.00301     107.96205     105.58551
12 8012     109.19388     106.74415     104.64558     102.66538
13 8013      98.61217      96.75388      93.55110      91.18758
14 8014     115.31654     111.60113     108.38239     104.85049
15 8015     124.17488     122.16698     119.99058     119.66895
16 8016      98.61493      97.69010      95.03227      93.09582
17 8017     101.64022      98.44237      94.08062      93.46985
18 8018     128.12569     125.73114     123.66003     122.26057
19 8019     107.36327     103.56979     101.89622     100.90789
20 8020     115.04972     112.47232     108.60742     105.74453

Let’s get the mean weight per week:

apply(dat2[, -1], 2, mean)
Weight_week_1 Weight_week_3 Weight_week_5 Weight_week_7 
     109.0126      106.6009      103.5994      101.5598 

Let’s get the mean weight per individual across all weeks:

apply(dat2[, -1], 1, mean)
 [1]  91.22024 102.58240  93.78912 106.37237 108.17123 112.83083 107.00513
 [8]  92.22922  94.48844 121.64602 109.28849 105.81225  95.02618 110.03764
[15] 121.50035  96.10828  96.90826 124.94436 103.43429 110.46850
Caution

apply() converts 2-dimensional objects to matrices before applying the function. Therefore, if applied on a data.frame with mixed data types, it will be coerced to a character matrix.

This is explained in the apply() documentation under “Details”:

“If X is not an array but an object of a class with a non-null dim value (such as a data frame), apply attempts to coerce it to an array via as.matrix if it is two-dimensional (e.g., a data frame) or via as.array.”

Because of the above, see what happens when you use apply on the iris data.frame which contains 4 numeric variables and one factor:

str(iris)
'data.frame':   150 obs. of  5 variables:
 $ Sepal.Length: num  5.1 4.9 4.7 4.6 5 5.4 4.6 5 4.4 4.9 ...
 $ Sepal.Width : num  3.5 3 3.2 3.1 3.6 3.9 3.4 3.4 2.9 3.1 ...
 $ Petal.Length: num  1.4 1.4 1.3 1.5 1.4 1.7 1.4 1.5 1.4 1.5 ...
 $ Petal.Width : num  0.2 0.2 0.2 0.2 0.2 0.4 0.3 0.2 0.2 0.1 ...
 $ Species     : Factor w/ 3 levels "setosa","versicolor",..: 1 1 1 1 1 1 1 1 1 1 ...
apply(iris, 2, class)
Sepal.Length  Sepal.Width Petal.Length  Petal.Width      Species 
 "character"  "character"  "character"  "character"  "character" 

24.2 lapply()

Tip

lapply() applies a function on each element of its input and returns a list of the outputs.

Note: The ‘elements’ of a data frame are its columns (remember, a data frame is a list with equal-length elements). The ‘elements’ of a matrix are each cell one by one, by column. Therefore, unlike apply(), lapply() has a very different effect on a data frame and a matrix. lapply() is commonly used to iterate over the columns of a data frame.

Tip

lapply() is the only function of the *apply() family that always returns a list.

dat_median <- lapply(dat, median)
dat_median
$Age
[1] 39.68335

$Weight
[1] 79.52706

$Height
[1] 1.717384

$SBP
[1] 134.1549

To understand what lapply() does, here is the equivalent for-loop:

dat_median <- vector("list", length = 4)
names(dat_median) <- colnames(dat)
for (i in 1:4) {
  dat_median[[i]] <- median(dat[, i])
}
dat_median
$Age
[1] 39.68335

$Weight
[1] 79.52706

$Height
[1] 1.717384

$SBP
[1] 134.1549

24.3 sapply()

sapply() is an alias for lapply(), followed by a call to simplify2array().
(Check the source code for sapply() by typing sapply at the console).

Note

Unlike lapply(), the output of sapply() is variable: it is the simplest R object that can hold the data type(s) resulting from the operations, i.e. a vector, matrix, data frame, or list.

dat_median <- sapply(dat, median)
dat_median
       Age     Weight     Height        SBP 
 39.683351  79.527060   1.717384 134.154949 
dat_summary <- data.frame(Mean = sapply(dat, mean),
                           SD = sapply(dat, sd))
dat_summary
             Mean        SD
Age     41.010220 7.6629240
Weight  80.603914 9.8307274
Height   1.720671 0.1330028
SBP    134.606120 3.6807849

24.3.1 Example: Get index of numeric variables

Let’s use sapply() to get an index of numeric columns in dat2:

head(dat2)
    ID Weight_week_1 Weight_week_3 Weight_week_5 Weight_week_7
1 8001      96.17808      92.66500      89.10370      86.93418
2 8002     108.34753     103.64442     100.28809      98.04957
3 8003      98.75378      95.62569      91.90074      88.87626
4 8004     110.49883     107.35605     105.33629     102.29831
5 8005     111.12856     110.13624     106.59963     104.82050
6 8006     114.77758     114.66860     112.07814     109.79900

logical index of numeric columns:

numidl <- sapply(dat2, is.numeric)

integer index of numeric columns:

numidi <- which(sapply(dat2, is.numeric))

24.4 vapply()

Much less commonly used (possibly underused) than lapply() or sapply(), vapply() allows you to specify what the expected output looks like - for example a numeric vector of length 2, a character vector of length 1.

This can have two advantages:

  • It is safer against errors
  • It will sometimes be a little faster

You add the argument FUN.VALUE which must be of the correct type and length of the expected result of each iteration.

vapply(dat, median, FUN.VALUE = .1)
       Age     Weight     Height        SBP 
 39.683351  79.527060   1.717384 134.154949 

Here, each iteration returns the median of each column, i.e. a numeric vector of length 1.

Therefore FUN.VALUE can be any numeric scalar.

For example, if we instead returned the range of each column, FUN.VALUE should be a numeric vector of length 2:

vapply(dat, range, FUN.VALUE = rep(.1, 2))
          Age    Weight   Height      SBP
[1,] 23.49001  58.87642 1.467072 127.0328
[2,] 60.51084 112.78688 2.007315 141.9637

If FUN.VALUE does not match the returned value, we get an informative error:

vapply(dat, range, FUN.VALUE = .1)
Error in vapply(dat, range, FUN.VALUE = 0.1): values must be length 1,
 but FUN(X[[1]]) result is length 2

24.5 tapply()

tapply() is one way (of many) to apply a function on subgroups of data as defined by one or more factors.
In the following example, we calculate the mean Sepal.Length by species on the iris dataset:

dat$Group <- factor(sample(c("A", "B", "C"), size = 50, replace = TRUE))
mean_Age_by_Group <- tapply(dat[["Age"]], dat["Group"], mean)
mean_Age_by_Group
Group
       A        B        C 
40.06771 42.89581 40.01759 

The for-loop equivalent of the above is:

groups <- levels(dat$Group)
mean_Age_by_Group <- vector("numeric", length = length(groups))
names(mean_Age_by_Group) <- groups

for (i in seq(groups)) {
  mean_Age_by_Group[i] <- 
    mean(dat$Age[dat$Group == groups[i]])
}
mean_Age_by_Group
       A        B        C 
40.06771 42.89581 40.01759 

24.6 mapply()

The functions we have looked at so far work well when you iterating over elements of a single object.

mapply() allows you to execute a function that accepts two or more inputs, say fn(x, z) using the i-th element of each input, and will return:
fn(x[1], z[1]), fn(x[2], z[2]), …, fn(x[n], z[n])

Let’s create a simple function that accepts two numeric arguments, and two vectors length 5 each:

raise <- function(x, power) x^power
x <- 2:6
p <- 6:2

Use mapply to raise each x to the corresponding p:

out <- mapply(raise, x, p)
out
[1]  64 243 256 125  36

The above is equivalent to:

out <- vector("numeric", length = 5)
for (i in seq(5)) {
  out[i] <- raise(x[i], p[i])
}
out
[1]  64 243 256 125  36

24.7 *apply()ing on matrices vs. data frames

To consolidate some of what was learned above, let’s focus on the difference between working on a matrix vs. a data frame.
First, let’s create a matrix and a data frame with the same data:

amat <- matrix(21:70, nrow = 10)
colnames(amat) <- paste0("Feature_", 1:ncol(amat))
amat
      Feature_1 Feature_2 Feature_3 Feature_4 Feature_5
 [1,]        21        31        41        51        61
 [2,]        22        32        42        52        62
 [3,]        23        33        43        53        63
 [4,]        24        34        44        54        64
 [5,]        25        35        45        55        65
 [6,]        26        36        46        56        66
 [7,]        27        37        47        57        67
 [8,]        28        38        48        58        68
 [9,]        29        39        49        59        69
[10,]        30        40        50        60        70
adf <- as.data.frame(amat)
adf
   Feature_1 Feature_2 Feature_3 Feature_4 Feature_5
1         21        31        41        51        61
2         22        32        42        52        62
3         23        33        43        53        63
4         24        34        44        54        64
5         25        35        45        55        65
6         26        36        46        56        66
7         27        37        47        57        67
8         28        38        48        58        68
9         29        39        49        59        69
10        30        40        50        60        70

We’ve seen that with apply() we specify the dimension to operate on and it works the same way on both matrices and data frames:

apply(amat, 2, mean)
Feature_1 Feature_2 Feature_3 Feature_4 Feature_5 
     25.5      35.5      45.5      55.5      65.5 
apply(adf, 2, mean)
Feature_1 Feature_2 Feature_3 Feature_4 Feature_5 
     25.5      35.5      45.5      55.5      65.5 

However, sapply() (and lapply(), vapply()) acts on each element of the object, therefore it is not meaningful to pass a matrix to it:

sapply(amat, mean)
 [1] 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45
[26] 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70

The above returns the mean of each element, i.e. the element itself, which is meaningless.

Since a data frame is a list, and its columns are its elements, it works great for column operations on data frames:

sapply(adf, mean)
Feature_1 Feature_2 Feature_3 Feature_4 Feature_5 
     25.5      35.5      45.5      55.5      65.5 

If you want to use sapply() on a matrix, you could iterate over an integer sequence as shown in the previous section:

sapply(1:ncol(amat), function(i) mean(amat[, i]))
[1] 25.5 35.5 45.5 55.5 65.5

This is shown to help emphasize the differences between the function and the data structures. In practice, you would use apply() on a matrix.

24.8 Anonymous functions

Anonymous functions are just like regular functions but they are not assigned to an object - i.e. they are not “named”.
They are usually passed as arguments to other functions to be used once, hence no need to assign them.

Anonymous functions are often used with the apply family of functions.

Example of a simple regular function:

squared <- function(x) {
  x^2
}

Since this is a short function definition, it can also be written in a single line:

squared <- function(x) x^2

An anonymous function definition is just like a regular function - minus it is not assigned:

function(x) x^2

Since R version 4.1 (May 2021), a compact anonymous function syntax is available, where a single back slash replaces function:

\(x) x^2

Let’s use the squared() function within sapply() to square the first four columns of the iris dataset. In these examples, we often wrap functions around head() which prints the first few lines of an object to avoid:

head(dat[, 1:4])
       Age   Weight   Height      SBP
1 46.75466 91.81194 1.772580 134.8399
2 42.97497 95.55737 1.786904 134.6545
3 38.67239 86.21419 1.528138 133.9183
4 34.06415 73.61920 2.007315 131.3021
5 55.05617 86.58837 1.679040 141.1234
6 43.73024 86.97343 1.580100 141.9637
dat_sq <- sapply(dat[, 1:4], squared)
head(dat_sq)
          Age   Weight   Height      SBP
[1,] 2185.998 8429.432 3.142041 18181.81
[2,] 1846.848 9131.211 3.193027 18131.84
[3,] 1495.553 7432.887 2.335205 17934.12
[4,] 1160.366 5419.787 4.029315 17240.24
[5,] 3031.182 7497.546 2.819176 19915.81
[6,] 1912.334 7564.378 2.496718 20153.69

Let’s do the same as above, but this time using an anonymous function:

dat_sqtoo <- sapply(dat[, 1:4], function(x) x^2)
head(dat_sqtoo)
          Age   Weight   Height      SBP
[1,] 2185.998 8429.432 3.142041 18181.81
[2,] 1846.848 9131.211 3.193027 18131.84
[3,] 1495.553 7432.887 2.335205 17934.12
[4,] 1160.366 5419.787 4.029315 17240.24
[5,] 3031.182 7497.546 2.819176 19915.81
[6,] 1912.334 7564.378 2.496718 20153.69

The entire anonymous function definition is passed to the FUN argument.

24.9 Iterating over a sequence instead of an object

With lapply(), sapply() and vapply() there is a very simple trick that may often come in handy:

Instead of iterating over elements of an object, you can iterate over an integer index of whichever elements you want to access and use it accordingly within the anonymous function.

This alternative approach is much closer to how we would use an integer sequence in a for loop.

It will be clearer through an example, where we get the mean of the first four columns of iris:

# original way: iterate through elements i.e. columns:
sapply(dat, function(i) mean(i))
Warning in mean.default(i): argument is not numeric or logical: returning NA
       Age     Weight     Height        SBP      Group 
 41.010220  80.603914   1.720671 134.606120         NA 
# alternative way: iterate over integer index of elements:
sapply(1:4, function(i) mean(dat[, i]))
[1]  41.010220  80.603914   1.720671 134.606120
# equivalent to:
for (i in 1:4) {
  mean(dat[, i])
}

Notice that in this approach, since you are not passing the object (dat, in the above example) as the input to lapply(), it needs to be accessed within the anonymous function.